of teams and individuals to ensure employees understand and adhere to compliance requirements. 6.Reporting and Documentation...-to-date documentation of compliance activities, policies, and procedures. 7.Market Surveillance: Support the Market Surveillance...
: The Function Responsibility / assistance for preparation of legal documentation (corporate formation documents... such as articles of incorporation / powers of attorney / KYC documentation,liquidation documentation) Board meeting minutes, annual...
Expert view: Amit Premchandani, Senior Vice President and Fund Manager – Equity at UTI AMC, says disruption risks are emerging in stable sectors like consumer staples as new e-commerce brands challenge established players. Continue Reading »