and procedures comply with these legal requirements. Internal checks: Conduct regular checks of internal processes and documentation...’s questionnaire in relation with the legal compliance of our company Legal Documentation: Prepare and review legal documentation...
requirements. 6.Reporting and Documentation: Prepare and present regular compliance reports to senior management, the...; Maintain accurate and up-to-date documentation of compliance activities, policies, and procedures. 7.Market Surveillance...
Treasury yields rose on Monday as traders continue to see a slower pace of interest rate reductions by the Federal Reserve next year and the potential worsening of country’s fiscal backdrop under President-elect Donald Trump’s administration. Continue Reading »