Management and Compliance Officer, the Operations Risk Manager, or counsel, this position assists with claims in litigation up... Work with insurance companies, contractors, internal and external legal staff, law enforcement agencies, and collection...
Compliance Risk Management (ICRM) function, is seeking dynamic and experienced AML compliance officer to drive Know Your Customer... stakeholders across First Line (e.g., Business, KYC Operations, Technology) and second line (e.g., Global AML Compliance, Legal...
conduct and conformity with government statutes and regulations. Reports to: Chief LegalOfficer (CLO) Location: 305 7th... flexibility to a work a hybrid schedule at managers discretion Overview The Director, Legal Affairs (DLA) is responsible...
-to-day operations of the department. Shift Assignment The Security Officer must be available to staff 16-hour shift... are met efficiently. Operational responsibilities of the Officer include, but are not limited to, the following: Responds immediately...
The Business Risk Officer role in Citi Global Wealth is a seasoned FINRA-licensed securities professional role... including Business Risk, Compliance, Operational Risk, Legal and Internal Audit. Responsibilities: Daily review...
with Investor Relations, Product, Legal and Compliance, Technology, Sales, and Marketing teams to support fund operations... with counsel and Chief Compliance Officer to ensure general compliance with fund docs as well as regulatory filings...
We are looking for a Compliance Officer to join us in leading our organization forward. McLaren Integrated HMO Group... more about MDwise, Inc. at Position Summary: The Compliance Officer acts as a primary liaison between MDwise and the State...
of the Administrative Assistant 5 (AA5) is to serve as the Legal Liaison Officer for IG and the principal assistant to the IG... and legal discovery including: Managing and prioritizing multiple competing legal discovery deadlines Serving as the Legal...
organization and will be located in Boston. They will report directly to Brian Harris, Chief Compliance Officer of SSGA Funds... with counterparts within the SSGA business line, SSGA Compliance, and SSGA Legal to assess impact of new rules or interpretive guidance...
personnel on quality assurance/verification matters. Provides the Logistics Management Officer/Supervisory Maintenance Test... awareness of your environmental responsibilities as dictated by legal and regulatory requirements, your organization...
ArisInfra Solutions received the Securities and Exchange Board of India's approval for its ₹600-crore initial public offering, which involved a fresh issue of equity shares in the stock market. Continue Reading »
Waaree Energies Limited announced a 17 per cent hike in net profits for the July to September quarter results in the financial year 2024. Shares closed higher ahead of the earnings release in Monday's trading session. Continue Reading »
Zinka Logistics Solutions IPO combines a fresh issue and an offer-for-sale (OFS) component. The public issue was oversubscribed 1.86 times on Day 3, as investors bid for 4.19 crore equity shares. Continue Reading »
Indian corporate earnings for the September quarter fell short of expectations, causing market volatility and FPI exits. Mixed sector performance was noted, with many companies missing estimates, while a few sectors like PSU banks and steel showed strength. Continue Reading »
The IPO market faces fatigue as subscription levels and returns decline, according to Arun Kejriwal. Investors are wary as high demand fades, and grey market premiums diminish. Analysts point to weak overall market sentiment and foreign selling pressures impacting IPO performance. Continue Reading »
Reliance share price has underperformed Nifty 50 over the last year. After hitting a 52-week high of ₹1,608.80 on July 8 this year, the stock has faced consistent profit booking. Continue Reading »
Top Gainers and Losers Today : The Sensex lost 241.3 points, or -0.31, to settle at 77580.31, while the Nifty lost 78.9 points, or -0.34, to close at 23532.7. Continue Reading »